Series 7 Complete Exam Guide
Eligibility, registration, format, and current policies
The Series 7 exam is administered by Financial Industry Regulatory Authority (FINRA). Use this guide as an orientation, then confirm every time-sensitive requirement in the official candidate materials linked below.
Key Facts
| Examination | General Securities Representative Examination (Series 7) |
|---|---|
| Sponsorship | A candidate must be associated with and sponsored by an eligible firm |
| Co Requisite | The SIE is a co-requisite for General Securities Representative registration |
| Preparation Basis | Use the current FINRA Series 7 content outline and examination policies |
| Scope Note | Passing the examination is one component of registration and does not replace firm or jurisdictional requirements |
Eligibility and Application
Review the official eligibility rules before purchasing an exam appointment. Document your education, license or registration, and required experience exactly as Financial Industry Regulatory Authority (FINRA) requests.
Registration, Testing, and Cost
Use the official registration portal for the current application process, fees, testing windows, scheduling rules, accommodations, and identification requirements. These details can change, so the official source controls.
Scoring, Retakes, and Renewal
Consult the current candidate handbook for score reporting, passing standards, retake waiting periods, renewal cycles, and continuing-education requirements. Do not rely on an older third-party summary for a current policy decision.