Series 65 Complete Exam Guide
Eligibility, registration, format, and current policies
The Series 65 exam is administered by North American Securities Administrators Association (NASAA). Use this guide as an orientation, then confirm every time-sensitive requirement in the official candidate materials linked below.
Key Facts
| Examination | Uniform Investment Adviser Law Examination (Series 65) |
|---|---|
| Jurisdiction Note | Passing the examination does not itself create authority to act; registration requirements vary by jurisdiction |
| Preparation Basis | Use the current NASAA outline, study guide, referenced law, and testing policies |
| Scope Note | The examination combines economic and investment knowledge with recommendations, ethics, and regulation |
Eligibility and Application
Review the official eligibility rules before purchasing an exam appointment. Document your education, license or registration, and required experience exactly as North American Securities Administrators Association (NASAA) requests.
Registration, Testing, and Cost
Use the official registration portal for the current application process, fees, testing windows, scheduling rules, accommodations, and identification requirements. These details can change, so the official source controls.
Scoring, Retakes, and Renewal
Consult the current candidate handbook for score reporting, passing standards, retake waiting periods, renewal cycles, and continuing-education requirements. Do not rely on an older third-party summary for a current policy decision.