Series 63 Complete Exam Guide
Eligibility, registration, format, and current policies
The Series 63 exam is administered by North American Securities Administrators Association (NASAA). Use this guide as an orientation, then confirm every time-sensitive requirement in the official candidate materials linked below.
Key Facts
| Examination | Uniform Securities Agent State Law Examination (Series 63) |
|---|---|
| Jurisdiction Note | Passing an examination does not itself grant registration; state requirements control |
| Preparation Basis | Use the current NASAA content outline, study guide, model rule and statutory references, plus FINRA scheduling policies |
| Scope Note | The examination emphasizes state securities regulation, ethical practices, and fiduciary obligations |
Eligibility and Application
Review the official eligibility rules before purchasing an exam appointment. Document your education, license or registration, and required experience exactly as North American Securities Administrators Association (NASAA) requests.
Registration, Testing, and Cost
Use the official registration portal for the current application process, fees, testing windows, scheduling rules, accommodations, and identification requirements. These details can change, so the official source controls.
Scoring, Retakes, and Renewal
Consult the current candidate handbook for score reporting, passing standards, retake waiting periods, renewal cycles, and continuing-education requirements. Do not rely on an older third-party summary for a current policy decision.